2 Credit HoursGeneral (Insurance/Financial)
AI & Technology in Financial Services
Practical guide to AI adoption in financial services. Covers robo-advisors, algorithm-driven underwriting, compliance automation, regulatory responses from SEC and NAIC, ethical considerations around bias and transparency, and strategic AI adoption for future-proofing your practice.
Topics Covered
- AI capabilities and limitations in financial services
- Robo-advisors, algorithmic underwriting, and client-facing AI
- AI for compliance, research, and client communication
- SEC, NAIC, and state guidance on AI
- Bias, transparency, and fiduciary duty
- Strategic AI adoption for practitioners
Exam Requirements
Review Questions
6
Throughout the course material
Final Exam Questions
10
Multiple choice, 4 options each
Passing Score
70%
Minimum requirement
Time Limit
1 Year
Self-paced from enrollment
Certificate of Completion
Upon passing the final exam, you will receive a certificate including all required fields:
- Provider name
- Program name
- Program number (upon approval)
- Program dates
- Credit hours awarded
- Instructor signature
- Your name
- Unique certificate number