2 Credit HoursInsurance Compliance
Anti-Money Laundering for Insurance
BSA/AML compliance for insurance producers. Covers suspicious activity recognition, SAR filing obligations, customer due diligence, beneficial ownership requirements, insurance-specific money laundering schemes, and building a compliant AML program within an insurance practice.
Topics Covered
- BSA/AML framework for insurance
- Insurance-specific money laundering schemes
- Customer due diligence and beneficial ownership
- SAR filing obligations and procedures
- Red flags and suspicious activity recognition
- Building an AML compliance program
Exam Requirements
Review Questions
6
Throughout the course material
Final Exam Questions
10
Multiple choice, 4 options each
Passing Score
70%
Minimum requirement
Time Limit
1 Year
Self-paced from enrollment
Certificate of Completion
Upon passing the final exam, you will receive a certificate including all required fields:
- Provider name
- Program name
- Program number (upon approval)
- Program dates
- Credit hours awarded
- Instructor signature
- Your name
- Unique certificate number